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Searching for "Exchange Commission"
The Securities and Exchange Commission settled charges Tuesday with SG Americas Securities LLC, the registered broker-dealer and subsidiary of Paris-based Société Générale S.A., [ s:... [Read More]
Orange County and Long Beach's leading source of news, culture and entertainment... [Read More]
A whistleblower outside the United States has been awarded $4 million for reporting corporate violations of US securities laws, the Securities and Exchange Commission (SEC)... [Read More]
Hester Peirce, a Republican member of the U.S. Securities and Exchange Commission, criticized a bill passed by the heavily Democratic California Legislature requiring public companies... [Read More]
A federal appeal's court this afternoon affirmed an Orange County judge's ruling in favor of the Securities and Exchange Commission (SEC) which pursued ex-National Football... [Read More]
The retail brokerage industry is under purview of regulators, including the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA), for better... [Read More]
There's no deadline for completion of the Securities and Exchange Commission's proposed rule governing investment advice, Chairman Jay Clayton says. "It's not this month, probably... [Read More]
Shortly after Elon Musk's infamous "funding secured" tweet, in which he said he was considering taking Tesla private, the Securities and Exchange Commission was reportedly... [Read More]
Superrich International Exchange (1965) Co, a leading local money changer, hopes to take advantage of local interest in digital assets, with plans to discuss with... [Read More]
The Securities and Exchange Commission may expand the "accredited investor" definition, granting more people access to private investments, including tech start-ups. Though the opportunity may... [Read More]
Stock exchanges have been for-profit entities for more than a decade, and it's a situation critics say has created many conflicts of interest. In a... [Read More]
The Securities and Exchange Commission is warning of scams. [Read More]
California insurance regulators and Alameda County prosecutors have subpoenaed Gilead Sciences for information regarding the Foster City drugmaker's marketing practices and other services. The subpoenas,... [Read More]
Do you remember the 21st night of September? Cryptocurrency traders will, as it could be the date when the Securities and Exchange Commission renders a ... [Read More]
The Securities and Exchange Commission announced in March that it is launching a transaction fee pilot program to test the impact of lowering stock exchange... [Read More]
Airbnb asks the Securities and Exchange Commission to change rules to potentially allow the home-sharing online platform to offer hosts a stake in the company. [Read More]
Airbnb asks the Securities and Exchange Commission to change rules to potentially allow the home-sharing online platform to offer hosts a stake in the company. [Read More]
Airbnb wants its hosts to own a piece of the home-rental service.  The company is asking the U.S. Securities and Exchange Commission to ease regulations... [Read More]
Because of a regulatory loophole, the most well-known crypto-currencies - bitcoin and ether - will not be treated as securities. But that will not be... [Read More]
Bondholders in Brazilian state-run oil firm Petroleo Brasileiro SA have accepted the exchange of about $8.9 billion of unregistered notes for identical paper registered with... [Read More]
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